In 1603, the head of the Tokugawa Clan proclaimed himself shogun, thus starting the rule of the clan in Japan. Having set up a complete military dictatorship of the samurai by the 17th century, the Tokugawa Clan managed to completely centralize and augment its authority.
The Tokugawa’s strong central authority put an end to feudal fragmentation and resulted in the minimization of wars between feudal lords. Now, samurai served only to put down peasant and civilian revolts.
As for the samurai’s social status, by then, they were at the top since the shogunate closely monitored the estate system of power and subordination. The following hierarchy system was developed: samurai – peasants – artisans – merchants. Of course, the samurai ranked the highest as they were a support of the Tokugawa regime and were considered the core of the nation and the best people. There was a separate group of court aristocracy. Even though officially, it ranked above samurai, in fact, it was deprived of any political and economic power.
Although the samurai estate was considered single on paper, the Tokugawa regime clearly divided the samurai by their ranks. In addition to the gokenin, the existing samurai of the highest military nobility, feudal lords whose status depended on the size of their lands, a new samurai class of hatamoto was established. Hatamoto, translated from Japanese, means the standard-bearer, and this class of samurai was directly subordinate to the military government and the shogun.
The hatamoto samurai had the powers that the gokenin did not have. They had the right to a private audience with the shogun and could enter the building from the main entrance. In the event of war, the hatamotos formed the shogun’s army and were part of the shogun’s administration. According to the social hierarchy, the hatamoto and gokenin samurai were followed by baishin (a vassal of vassal), and the lowest samurai estate was ashigaru, ordinary soldiers.
Separately from the samurai estates, there were ronin. Ronin is a samurai who has let his master die or has been cast out from the clan or has left the suzerain voluntarily, for example, for a blood feud, and could return to service after. Many ronin who were unwilling or unable to be engaged in farming, handicrafts or trade, since they had no livelihood, gathered in gangs and robbed small villages or bystanders on the road. Ronin often became hired killers who would stop at nothing for money.
By the 17th century, the number of samurai reached approximately 400,000 and about two million together with their families. Japan’s population itself at that time was about 16 million.
The number of samurai varied by region, depending on the wealth and the size of the lands of the feudal lords. This means that the richer the feudal lords in a particular province are, the more samurai lived there.
The majority of the samurai did not own lands and were rewarded rice for serving. The unit of measurement of this payment was koku, rice ration. The extent of the payment depended, of course, on the samurai status. With the received rice, the samurai could keep their families, buy clothes, household items, etc. In fact, it was the only source of income since the Tokugawa shogunate prohibited samurai to be engaged in crafts, trade, and usury, considering it shameful for them. However, the samurai were exempt from taxes.
As for the samurai’s conduct during the Tokugawa shogunate’s rule, they were to be guided by the “Buke hatto” code written by Tokugawa Ieyasu in 1615. The code listed the rules of samurai’s conduct on service and at home, how samurai must treat their weapons, serve the feudal lords and address the feudal lords whom they serve, what clothes must be worn by each samurai class, what literature they must read, and it also explained marriage matters.
In addition to the rules and duties, the Buke hatto strictly protected the samurai’s honor. One of the articles of the code stated that a samurai could kill a peasant or citizen on the spot if they insulted him. Peasants, once they notice a samurai, had also to take off their hats and go on their knees, no matter where they were – on the roadside or at work. Every such meeting with a samurai could have ended in death for a peasant. A peasant or citizen could also be punished for that a samurai could consider it excessive. However, a samurai could also be punished by death for violations that would have not resulted in death for a peasant. For example, for disobeying an order or breaking their promises, samurai had to commit hara-kiri.
The reign of the Takugawa Family was a period of supreme development for samurai. During this period, the samurai’s culture, customs and rules were fully developed.
See also
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Shimazu Toyohisa
Shimazu Toyohisa (July 1570 – October 21, 1600), also known as Shimazu Tadatoyo, was a samurai of the Shimazu clan and the son of Shimazu Iehisa. He was the nephew of Shimazu Yoshihiro and held command over Sadowara Castle. Known for his valor, Toyohisa participated in numerous key battles of the late Sengoku period, earning recognition for his bravery and tactical acumen.
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Ikeda Terumasa
Ikeda Terumasa (January 31, 1565 – March 16, 1613) was a Japanese daimyo of the early Edo period, recognized by his court title, "Musashi no Kami," and known as the "Shogun of Western Japan." Terumasa, a distinguished military leader, participated in numerous significant battles during the late Azuchi-Momoyama period. His service at the Battle of Sekigahara earned him control over the Himeji domain. Originally named Araokojimaru, he was the son of Ikeda Tsuneoki and the brother of Ikeda Sen. He later became the heir to Ikeda Nobuteru and held Ikejiri Castle in Mino Province.
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Mori Tadamasa
Mori Tadamasa (1570 - July 31, 1634) was a notable military commander during Japan’s Warring States period and an early Edo-period daimyo. Initially, he governed Kawanakajima Domain in Shinano Province (modern-day Nagano Prefecture) and later became the first lord of Tsuyama Domain in Mimasaka Province (now northern Okayama Prefecture). He founded the Mori family line of the Ako Domain. Tadamasa’s family origins trace back to the Genji (Minamoto) clan, specifically the Kawachi-Genji branch from Kawachi Province (in present-day southeastern Osaka Prefecture), a lineage tied to Emperor Seiwa through his ancestor Yorisada Mori, a great-grandson of the famed Minamoto no Yoshiie.
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Sanada Masayuki
Sanada Masayuki (1547 – July 13, 1611) was a daimyo and prominent lord of Japan's Sengoku period. Head of the Sanada clan from Shinano Province, he served the powerful Takeda clan of Kai Province alongside his father and brothers during Takeda Shingen’s leadership. Following the Takeda clan's decline, Masayuki took charge of the Sanada, and despite limited resources, he established his clan as an independent power under the Toyotomi regime by navigating alliances with dominant clans such as the Tokugawa, Hojo, and Uesugi. Renowned as one of his era's greatest strategists, Masayuki achieved notable victories against the Tokugawa forces in the Battle of Kami River and the Siege of Ueda.
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Sanada Nobuyuki
Sanada Nobuyuki was a renowned samurai of the Sengoku period and the eldest son of daimyō Sanada Masayuki. He was the elder brother of the famous warrior Sanada Yukimura. Nobuyuki’s mother was Kansho-in, Masayuki's wife, and he was married to Komatsuhime (Inahime), the daughter of Honda Tadakatsu and the adopted daughter of Tokugawa Ieyasu. Nobuyuki also had two other wives: Seiin-in, his cousin, and Ukyo, the daughter of Tamagawa Hidemasa.
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Date Hidemune
Date Hidemune was a Japanese daimyō during the early Edo period, born in 1591 as the eldest son of Date Masamune, one of Japan’s most prominent feudal lords. His mother was Shinzo no Kata, a concubine, which affected his future prospects. As a young man, Hidemune lived under the care of Toyotomi Hideyoshi and was given the adult name "Hidemune," adopting one character from Hideyoshi's own name. Hideyoshi granted Hidemune the court rank of junior 5th, lower grade, along with the title of ji-jū, and appointed him as a page to his son, Toyotomi Hideyori.
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Tsutsui Junkei
Tsutsui Junkei (March 31, 1549 – September 15, 1584), the son of Tsutsui Junsho, was a daimyo who ruled over Yamato Province. In 1571, through the mediation of Akechi Mitsuhide, Junkei pledged his service to Oda Nobunaga.
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Oda Nobutada
Oda Nobutada (1557 – June 21, 1582) was a samurai and the eldest son of Oda Nobunaga, known for his active role in several battles during Japan's Sengoku period. He led armies under his father's command in campaigns against Matsunaga Hisahide and the Takeda clan.
